Tuesday, March 31, 2015

This week's Events, Hearings and Speaking Engagements (3/30 - 4/3)


Thursday, April 2, 2015
2:00 p.m.
Closed Meeting
Location: SEC Headquarters
Contact: Office of the Secretary, (202) 551-5400
 
Friday, April 3, 2015
3:15 p.m. (2:15 p.m. CT)
David Woodcock, Director, Fort Worth Regional Office, will be a panelist at the Texas A&M Law Review’s Annual Energy Symposium. His panel will discuss energy securities and investing.
Location: Texas A&M University School of Law, Conference Center, 1515 Commerce St., Fort Worth, Texas
Contact: Deborah Barnett, dbarnett@law.tamu.edu
  
Monday, March 30-Friday April 3, 2015
9:30 a.m. PDT
Chief Administrative Law Judge Brenda P. Murray will hold a hearing in the matter of Total Wealth Management, Inc., et al. (as to Jacob Keith Cooper) Administrative Proceeding File No. 3-15842
Location: U.S. District Court, 312 N. Spring Street, Courtroom 24, Los Angeles, CA
Contact: Office of Administrative Law Judges, 202-551-6030
 
Monday, March 30-Thursday April 10, 2015
9:30 a.m. EDT
Administrative Law Judge Jason S. Patil will hold a hearing in the matter of Gregory T. Bolan, Jr. and Joseph C. Ruggieri (as to Ruggieri), Administrative Proceeding File No. 3-16178
Location: Jacob K. Javits Building, 26 Federal Plaza, Room 238, New York, New York
Contact: Office of Administrative Law Judges, 202-551-6030