Friday, February 6, 2015

Discussion On Regulatory Developments & Initiatives at the SEC and FINRA - 2/10 @ 9:15

Stephen Luparello, Director, Division of Trading and Markets, will participate in a discussion with FINRA Chief Legal Officer Robert Colby at the 2015 Investment Company Institute’s Capital Markets Conference. They will discuss regulatory developments and initiatives at the SEC and FINRA.
Location & Contact:  
Convene at 32 Old Slip, 32 Old Slip, New York
Olivia Caverly, 202-326-5945, olivia.caverly@ici.org